NASAA IAR CE Ethics and Professional Responsibility Requirement
$90.00
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This is an individual license to access the following five courses for one year. These courses provide the six (6) credits required for the Ethics and Professional Responsibility component of NASAA’s Investment Adviser Representative Continuing Education (IAR CE) program. For full details on this offering, explore our program brochure here. Anti-Money Laundering & Combating the Financing of Terrorism (1.5 credits) Bank Secrecy Act (BSA) (1 credit) Business Ethics for IARs (1.5 credits) Ethical Issues for IARs (1 credit) Ethical Trading Practices (1 credit) Upon purchase, you will be registered with an account and sent a welcome email with your login details.
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